PASS GUARANTEED 2025 HIGH PASS-RATE ISO-IEC-42001-LEAD-AUDITOR: VALID ISO/IEC 42001:2023ARTIFICIAL INTELLIGENCE MANAGEMENT SYSTEM LEAD AUDITOR EXAM DUMPS

Pass Guaranteed 2025 High Pass-Rate ISO-IEC-42001-Lead-Auditor: Valid ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Dumps

Pass Guaranteed 2025 High Pass-Rate ISO-IEC-42001-Lead-Auditor: Valid ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Dumps

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q33-Q38):

NEW QUESTION # 33
The process to assess the potential consequences for individuals or groups of individuals, or both, and societies that can result from the AI system throughout its life cycle is known as:

  • A. None of the above
  • B. AI System Impact Assessment
  • C. AI System Risk Assessment
  • D. Documentation of AI Systems

Answer: B

Explanation:
The correct term here isAI System Impact Assessment(AIIA), which is distinctly referenced inISO/IEC
42001:2023 - Clause 6.1.2as part of the organization's process to identify and assesspotential impactsof AI systems on stakeholders.
An AIIA is designed to evaluate theethical, societal, legal, and human rights implicationsof AI use. It supportstransparency, stakeholder trust, and ethical alignment.
WhileAI Risk Assessment(Clause 6.1.1) focuses more on organizational and system-level risks (e.g., technical, legal), theImpact Assessmentlooks atexternal consequences- especially forindividuals and groups.
Reference: ISO/IEC 42001:2023 - Clause 6.1.2 (AI impact identification and assessment) PECB Lead Auditor Guide - Domain 2: "Planning and Risk Assessment," Subsection: AI Impact Assessment


NEW QUESTION # 34
In which step are the audit findings, including nonconformities, documented and reviewed?

  • A. Audit reporting
  • B. Initiating the audit
  • C. Conducting the audit
  • D. Closing meeting

Answer: A

Explanation:
TheAudit Reportingstep involves the formaldocumentation of audit findings, including:
* Nonconformities
* Observations
* Opportunities for improvement
* Conformity conclusions
According toISO 19011:2018 - Clause 6.6.1, and reflected inISO/IEC 42001:2023 - Clause 9.2.2, theaudit report must be reviewed and finalizedafter the audit activities are complete and include verified evidence of all findings.
ThePECB Lead Auditor Guide - Domain 6emphasizes that the audit report is thefinal outputof the audit process and includes all findings that were identified and reviewed during the audit lifecycle.


NEW QUESTION # 35
Scenario 7:
Scenario 7: ICure, headquartered in Bratislava, is a medical institution known for its use of the latest technologies in medical practices. Ithas introduced groundbreaking Al-driven diagnostics and treatment planning tools that have fundamentally transformed patient care.
ICure has integrated a robust artificial intelligence management system AIMS to manage its Al systems effectively. This holisticmanagement framework ensures that ICure's Al applications are not only developed but also deployed and maintained to adhere to the highest industry standards, thereby enhancing efficiency and reliability.
ICure has initiated a comprehensive auditing process to validate its AIMS's effectiveness in alignment with ISO/IEC 42001. The stage 1audit involved an on-site evaluation by the audit team. The team evaluated the site-specific conditions, interacted with ICure's personnel, observed the deployed technologies, and reviewed the operations that support the AIMS. Followingthese observations, the findings weredocumented and communicated to ICure. setting the stage for subsequent actions.
Unforeseen delays and resource allocation issues introduced a significant gap between the completion of stage
1 and the onset of stage2 audits. This interval, while unplanned, provided an opportunity for reflection and preparation for upcoming challenges.
After four months, the audit team initiated the stage 2 audit. They evaluated AIMS's compliance with ISO
/IEC 42001 requirements, payingspecial attention to the complexity of processes and their documentation. It was during this phase that a critical observation was made:
ICure had not fully considered the complexity of its processes and their interactions when determining the extent of documentedinformation. Essential processes related to Al model training, validation, and deployment were not documented accurately, hinderingeffective control and management of these critical activities. This issue was recorded as a minor nonconformity, signaling a need forenhanced control and management of these vital activities.
Simultaneously, the auditor evaluated the appropriateness and effectiveness of the "AIMS Insight Strategy," a procedure developed by ICure to determine the AIMS internal and external challenges. This examination identified specific areas for improvement, particularly in the way stakeholder input was integrated into the system. It highlighted how this could significantly enhance the contribution of relevant parties in strengthening the system's resilience and effectiveness.
The audit team determined the audit findings by taking into consideration the requirements of ICure, the previous audit records and conclusions, the accuracy, sufficiency, and appropriateness of evidence, the extent to which planned audit activities are realized and planned results achieved, the sample size, and the categorization of the audit findings. The audit team decided to first record all the requirements met; then they proceeded to record the nonconformities.
Based on the scenario above, answer the following question:
Question:
Which phase of the Stage 1 audit was NOT conducted by the audit team?

  • A. Conduct on-site activities
  • B. Prepare for on-site activities
  • C. Prepare audit test plans

Answer: C

Explanation:
The scenario mentions on-site evaluation and preparation butdoes not mention audit test plan preparation, which is a key part ofaudit planning.
* ISO/IEC 17021-1:2015 Clause 9.2.3.1andISO 19011:2018 Clause 6.4.3both emphasize the importance of developing test/check plans based on audit criteria, risks, and scopepriorto the audit.
* TheISO/IEC 42001 Lead Auditor Guideincludes audit test plan preparation under pre-audit responsibilities, and omitting it is a planning deficiency.
Reference:ISO 19011:2018 Clause 6.4.3; ISO/IEC 17021-1:2015 Clause 9.2.3.1.


NEW QUESTION # 36
Question:
Which of the following describes a joint audit?

  • A. When two or more management systems are audited together at a single auditee
  • B. When two or more auditing organizations cooperate to audit a single auditee
  • C. When an internal audit and a third-party audit are conducted simultaneously
  • D. When audits are conducted back-to-back for efficiency

Answer: B

Explanation:
AJoint Auditis when two or more audit organizationscooperateto audit the same auditee.
* ISO 19011:2018 Clause 3.9defines joint audit as:"An audit carried out by two or more auditing organizations cooperating to audit a single auditee."
* This is further echoed in ISO/IEC 42001:2023, which supports joint audits especially inmulti-country and consortium environments (Clause 9.2.1 reference to audit scope management).
Reference:ISO 19011:2018 Clause 3.9; ISO/IEC 42001:2023 Clause 9.2.1.


NEW QUESTION # 37
During the audit planning phase, what is the primary activity an auditor should focus on?

  • A. Preparing checklists and audit plans
  • B. Reviewing the final report
  • C. Conducting interviews with staff
  • D. Issuing corrective actions

Answer: A

Explanation:
During theaudit planning phase, the auditor's key responsibility is toprepare audit plans, checklists, and resource allocationsto ensure an effective and efficient audit.
According toISO 19011:2018 - Clause 6.4.1, planning includes preparing the audit plan, defining the audit schedule, and ensuring that required documents, tools, and team members are ready.
ThePECB Lead Auditor Guide - Domain 4further emphasizes preparing tailoredaudit checklistsbased on ISO/IEC 42001 clauses and relevant organizational processes.


NEW QUESTION # 38
......

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